Securities Regulation Selected Statutes Rules and Forms 2016

Securities Regulation  Selected Statutes  Rules and Forms 2016 Author Thomas Hazen
ISBN-10 1634593952
Year 2015-11
Pages 1791
Language en
Publisher West Academic Publishing
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Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2015.

Securities Regulation

Securities Regulation Author James D. Cox
ISBN-10 9781454882190
Year 2016-07-25
Pages 1152
Language en
Publisher Wolters Kluwer Law & Business
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Securities Regulation: Selected Statutes, Rules, and Forms, 2016 Supplement

Securities Regulation Selected Statutes Rules and Forms 2017

Securities Regulation  Selected Statutes  Rules and Forms 2017 Author Thomas Hazen
ISBN-10 1634607600
Year 2016-11-21
Pages 1939
Language en
Publisher West Academic Publishing
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Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2016.

Securities Regulation

Securities Regulation Author James D. Cox
ISBN-10 0735578052
Year 2009
Pages 1177
Language en
Publisher Aspen Law & Business
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Intellectually satisfying and very teachable, Securities Regulation: Cases and Materials, Sixth Edition uses well-crafted and interesting problem exercises to engage students in the theory and applications of securities regulation. The strengths of this casebook continue to be: a balance of practice and doctrine from leading authorities a highly flexible organizational structure that adapts to a variety of teaching approaches a wealth of interesting problems that present opportunities for students to apply legal concepts and reinforce their understanding smart, straightforward writing style timely supplementation by the authors' own Annual Statutory Supplement and Case Supplement outstanding coverage of the 1933 and 1934 Acts Updated throughout, the revised Sixth Edition offers coverage of: recent cases on pleading securities fraud following the Supreme Court's decision in Tellabs the D.C. Circuit's rebuffs to the SEC in their regulation of broker-dealers, investment advisers, and mutual funds electronic voting and new forms of shareholder communication in proxy regulation full integration of the substantial SEC rule changes that affect resales of securities significant developments in SEC internal procedures related to enforcement actions expanding regulation of the municipal securities markets substantial compliance with Reg. D unincorporated associations as securities Authored by respected leaders who understand the importance of balancing practice and doctrine, this casebook's clear writing and modular chapters that make for an excellent classroom experience. *A Teacher's Manual may be available for this book. Teacher's Manuals are a professional courtesy offered to professors only. for more information or to request a copy, please contact Aspen Publishers at 800-950-5259 or [email protected]

Federal Securities Laws 2017

Federal Securities Laws 2017 Author John Coffee, Jr.
ISBN-10 1683286839
Year 2017-02-17
Pages 2275
Language en
Publisher Foundation Press
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This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. The authors also added coverage of Regulation A+ and Regulation Crowdfunding Rules. The revised edition contains changes to securities laws from the FAST Act, including a new resale exemption in section 4(a)(7) and changes to the rules regarding emerging growth companies. This edition has a cutoff date of October 15th, 2016.

Securities Regulation Statutory Supplement

Securities Regulation Statutory Supplement Author Stephen Choi
ISBN-10 163460685X
Year 2016-07-29
Pages 764
Language en
Publisher Foundation Press
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This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.

Securities Regulation

Securities Regulation Author Alan R. Palmiter
ISBN-10 9780735565357
Year 2008
Pages 584
Language en
Publisher Aspen Publishers Online
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Bringing transparency to a sometimes opaque subject, Alan R. Palmiter uses straightforward introductions and the proven-effective Examples & Explanations pedagogy to provide a clear and complete overview of federal securities regulation topics. Now in its Fourth Edition, this trusted Examples & Explanations title supplies: coverage of the key concepts of securities regulation, including: public offerings exemptions from registration liability in securities offerings materiality securities fraud, insider trading, SEC enforcement, and cross-border regulation the proven-effective Examples & Explanations pedagogy that combines straightforward introductions with well-written examples and explanations that apply concepts, reinforce learning, and test understanding of material covered a building-block organization that explains basic concepts first (such as securities markets, federal/state regulation, disclosure philosophy), then explores these concepts in greater detail examples drawn from newsworthy events, such as: public offerings by Google and Microsoft the roles of lawyers and accountants in Enron insider trading by Martha Stewart fraud litigation involving Parmalat coverage that traces the topics in most of the leading casebooks Updated throughout and with many new examples, the Fourth Edition features: recent Supreme Court rulings: Tellabs v. Makor Issues & Rights Merrill Lynch v. Dabit Dura Pharm. v. Broudo updated new SEC rules, including the public offering rules additional charts and diagrams Edition after edition, Alan R. Palmiter is the authority your students can rely on to present a clear and current picture of the entire Securities Regulation landscape. An author website to support classroom instruction using this title is available at www.wfu.edu/~palmitar/Books/SRegE&E.

EU Securities and Financial Markets Regulation

EU Securities and Financial Markets Regulation Author Niamh Moloney
ISBN-10 9780199664344
Year 2014
Pages 1044
Language en
Publisher Oxford University Press, USA
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The first comprehensive, authoritative account of the massive new regulatory and supervisory regime which now applies to the EU financial market following the radical and far-reaching regulatory, supervisory, and institutional reforms which have followed since the Global Financial Crisis. By examining the market, political, international, constitutional, and institutional context for the new regime, it provides the reader with a deep understanding not only of therules, but of how and why they were adopted and how they are likely to develop. It examines in-depth the massive array of new rules which have been adopted since 2008 and the related institutionalreforms, including the establishment of the European Securities and Markets Authority.

Cases and Materials on U S Antitrust in Global Context

Cases and Materials on U S  Antitrust in Global Context Author Eleanor M. Fox
ISBN-10 0314199926
Year 2012
Pages 959
Language en
Publisher West Academic
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This up-to-the-minute antitrust casebook is rich with political economy, economics, global perspective, and in general the analytics of solving contemporary antitrust problems in the United States and the world. Useful in a 3 or 4-credit course and as a desk book, the volume features all of the landmark U.S. antitrust cases, the evolving new economy and information technology developments, and references to contrasting and converging European, South African and other jurisprudence. It offers a clear presentation of the tools for analysis, examining assumptions that may influence outcomes. The work is unique in its probing questions that explore the line between hard competition and abuse of power, and its problem sets for analysis and debate.